If you develop, build, or place high-risk AI systems on the EU market under your own name, you are a provider under the EU AI Act. And before your system can be sold or put into service in the EU, you must complete a conformity assessment.
Conformity assessment is not a form to fill in. It is a structured process of demonstrating that your AI system meets the Act's requirements across risk management, data governance, technical documentation, transparency, human oversight, and accuracy, and that you have the governance architecture to maintain compliance after deployment. Prior to placing a system on the market, providers must carry out the applicable conformity assessment, draw up a declaration of conformity, affix CE marking, and register in the EU database.
This guide walks through each step in order: who it applies to, which assessment route you must follow, what the process involves, and what happens after. For the broader obligations picture, including the Article 4 training requirement that applies regardless of risk tier, see what the EU AI Act means for your team's training in 2026.
Are You a Provider? Establishing Scope
This is the question most organisations get wrong, and getting it wrong is expensive. The Act draws a sharp distinction between providers and deployers. The obligations are not comparable.
A provider is the entity that develops an AI system and places it on the EU market or puts it into service under their own name or brand. That includes software companies building AI-powered products, technology vendors integrating AI into enterprise solutions, and organisations that have substantially modified a third-party AI system and are now distributing it. If your company built it, branded it, and is offering it to others, you are almost certainly a provider.
A deployer uses an AI system in a professional context rather than building one. Deployers have their own obligations, but conformity assessment is a provider responsibility. If you are genuinely only a deployer, this guide still matters to you: the conformity assessment your provider completed, or failed to complete, is part of what you are inheriting when you put that system to work.
Two situations in particular deserve attention. First, providers without establishment in the EU must appoint an EU authorised representative if their system's output is used within the EU. Market access depends on it; this is not a procedural nicety. Second, if an AI system is significantly modified after initial deployment, it must undergo a new conformity assessment procedure, regardless of whether the modified system is being redistributed or continues to be used by the current deployer. Planned changes to learning behaviour that are documented at initial assessment do not trigger re-assessment. Unplanned significant changes do.
Step One: Classify Your System Correctly
Before any conformity assessment work begins, you need to establish whether your system is actually high-risk. This sounds obvious. In practice, it is one of the most common compliance failures, and it tends to go in one direction: organisations assume their system is lower-risk than it is.
Annex I covers AI systems that are safety components of products already regulated under EU harmonisation legislation: medical devices, machinery, toys, pressure equipment, and others. If your AI is embedded in one of these product categories, Annex I applies regardless of what the AI specifically does.
Annex III covers AI systems used in specific high-stakes deployment contexts regardless of the product they sit within: biometric identification, critical infrastructure, education, employment, essential services including credit scoring and insurance, law enforcement, migration, and the administration of justice. An AI recruitment tool sitting inside a standard HR software platform is still Annex III. The wrapper does not change the classification.
The classification decision matters enormously because it determines which conformity assessment route you must follow. Getting it wrong, classifying a high-risk system as minimal risk, exposes you to the full penalty structure with no compliance documentation to support a defence. Understanding what the high-risk requirements actually demand before you begin classification work reduces the chance of misreading where your system sits.
Step Two: Choose Your Conformity Assessment Route
Here is something that surprises most people when they first look at this: the majority of providers do not need a notified body. The Act provides two conformity assessment routes under Article 43, and which route you follow is determined by your system's classification, not by your preference or the technical complexity of the system.
Credit scoring, recruitment screening, education systems, law enforcement tools, insurance, social benefits, and administration of justice.
No notified body required. You assess your own system against the Act's requirements, document everything, declare conformity, affix CE marking, and register. The assessment must be rigorous and defensible to a regulator, but you conduct it.
Annex I systems where existing product legislation requires third-party assessment, and AI systems intended for remote biometric identification.
Upon completion, the notified body issues an EU Technical Documentation Assessment Certificate valid for four years, renewable for up to four further years.
Where a provider cannot apply harmonised standards entirely, or where those standards do not yet exist, they must follow the third-party conformity assessment procedure in Annex VII. This matters in 2026 because many harmonised standards are still in draft. If you cannot demonstrate compliance against a finalised standard, your route options narrow.
For SMEs subject to third-party assessment, the Act mandates that fees be set proportional to size and market share. If that is you: document your size classification clearly and engage notified bodies early. Capacity is limited and timelines are tightening.
Many providers assume that because their system is technically sophisticated or genuinely novel, they need a notified body. That is not how the Act works. Route is determined by classification category, not complexity. A highly sophisticated credit-scoring model uses internal self-assessment under Route A. A relatively simple biometric identification component triggers Route B. Classification drives process, not the other way around.
Step Three: Build the Technical Documentation
Technical documentation is the evidentiary backbone of conformity assessment. It must exist before the assessment begins, it must cover specific content prescribed by the Act, and it must be maintained and updated throughout the system's lifecycle. Think of it the way you think about GDPR: the audit trail is the compliance. Regulators assessing your conformity position will look at the documentation first, and if it is not there, nothing else you say will matter much.
One number worth internalising before you start: technical documentation must be retained for 10 years after an AI system is placed on the market. This is not a rolling archive. It is a ten-year obligation that starts from market placement and extends well beyond any single product cycle. Build your documentation architecture with that in mind from day one.
Providers must ensure compliance with Articles 8 to 15 throughout the system's lifecycle, including a documented risk management system, robust data governance, detailed technical documentation, automatic logging, human oversight protocols, and safeguards for accuracy, robustness, and cybersecurity. The documentation must cover each of the following:
Step Four: Conduct the Assessment
With documentation in place, the assessment itself proceeds differently depending on your route. The underlying standard is the same in both cases: can you demonstrate that your system meets the Act's requirements? The difference is who does the demonstrating, and to whom.
In both routes, the assessment outputs must meet what the Act calls evidentiary quality: documentation, reproducibility, and traceability — an unbroken chain from requirement to test to evidence. The question is not "did we evaluate?" It is "can we prove we evaluated, and can a regulator reproduce our findings?" Those are meaningfully different questions, and the second one is the one that matters in enforcement.
Step Five: Declaration, CE Marking, and Registration
Once the conformity assessment is complete, three actions follow in sequence. All three must happen before the system can be placed on the EU market, and none of them are optional or purely administrative.
Ongoing Obligations: What Happens After Deployment
This is where a lot of providers mentally clock out, and it is a mistake. Conformity assessment is not a one-time event. The Act imposes ongoing obligations that continue for the lifetime of the system on the market, and failing to meet them after deployment is as much a compliance failure as not completing the assessment in the first place.
The ongoing obligations are where the connection to the high-risk AI governance requirements becomes most visible in practice. Post-market monitoring, serious incident reporting, and re-assessment on modification are not separate from your QMS. They are what your QMS exists to support.
The Harmonised Standards Question
Here is the honest position for 2026: the harmonised standards the Act relies on are not finalised. Significant effort will be required to have standards ready for use by August 2026, when most of the Act's provisions come into effect, and many stakeholders are closely watching whether that timeline holds.
The draft QMS standard, prEN 18286, entered public enquiry in October 2025 and is expected to be finalised by end of 2026. Once cited in the Official Journal of the EU, conformity with it grants a presumption of conformity with Article 17. That is a meaningful legal benefit; it is not available yet, and waiting for it is not a compliance strategy.
In the absence of harmonised standards, providers can use common specifications issued by the European Commission, or demonstrate compliance through alternative means. Either way, you must be prepared to justify your approach to a national market surveillance authority. The practical advice from compliance specialists is consistent: do not wait for harmonised standards before beginning conformity assessment work. Start with the Act's requirements directly. The standards, when they arrive, will confirm your approach or prompt refinement. They will not excuse having done nothing in the meantime.
Compliance Checklist for Providers
For compliance leads and product teams tracking readiness against the full conformity assessment process.
Savia's GRC learning paths help the people inside your organisation: compliance leads, product teams, and business functions who need to understand what these obligations mean in practice and build the capability to meet them.